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CMMI-ACQ 1.2
CMMI for Acquisition, version 1.2
Preface
About CMMI for Acquisition
Generic Goals and Generic Practices, and the Process Areas
The Appendices and Glossary
Purpose
Acknowledgments
Audience
Organization of This Document
How to Use This Document
Additional Information and Reader Feedback
Introduction
Process Area Components
Tying It All Together
Relationships Among Process Areas
Using CMMI Models
Generic Goals and Generic Practices
Agreement Management
Acquisition Requirements Development
Acquisition Technical Management
Acquisition Validation
Acquisition Verification
Causal Analysis and Resolution
Configuration Management
Decision Analysis and Resolution
Integrated Project Management
Measurement and Analysis
Organizational Innovation and Deployment
Organizational Process Definition
Organizational Process Focus
Organizational Process Performance
Organizational Training
Project Monitoring and Control
Project Planning
Process and Product Quality Assurance
Quantitative Project Management
Requirements Management
Risk Management
Solicitation and Supplier Agreement Development
Appendix A: References
Appendix B: Acronyms
Appendix C: Project Participants
Appendix D: Glossary
Process
Areas
(staged)
Level 2
RM
ARD
PP
PMC
AM
SSAD
MA
PPQA
CM
Level 3
ATM
AVER
AVAL
OPF
OPD
OT
IPM
RSKM
DAR
Level 4
OPP
QPM
Level 5
OID
CAR
Faceted index
L
P
S
L
Level
Level :
2
Acquisition Requirements Development
(Generic Goals and Generic Practices, and the Process Areas)
Agreement Management
(Generic Goals and Generic Practices, and the Process Areas)
Configuration Management
(Generic Goals and Generic Practices, and the Process Areas)
Measurement and Analysis
(Generic Goals and Generic Practices, and the Process Areas)
Process and Product Quality Assurance
(Generic Goals and Generic Practices, and the Process Areas)
Project Monitoring and Control
(Generic Goals and Generic Practices, and the Process Areas)
Project Planning
(Generic Goals and Generic Practices, and the Process Areas)
Requirements Management
(Generic Goals and Generic Practices, and the Process Areas)
SG 1 Align Measurement and Analysis Activities
(Measurement and Analysis)
SG 1 Develop Customer Requirements
(Acquisition Requirements Development)
SG 1 Establish Baselines
(Configuration Management)
SG 1 Establish Estimates
(Project Planning)
SG 1 Manage Requirements
(Requirements Management)
SG 1 Monitor Project Against Plan
(Project Monitoring and Control)
SG 1 Objectively Evaluate Processes and Work Products
(Process and Product Quality Assurance)
SG 1 Prepare for Risk Management
(Risk Management)
SG 1 Prepare for Solicitation and Supplier Agreement Development
(Solicitation and Supplier Agreement Development)
SG 1 Satisfy Supplier Agreements
(Agreement Management)
SG 2 Develop a Project Plan
(Project Planning)
SG 2 Develop Contractual Requirements
(Acquisition Requirements Development)
SG 2 Identify and Analyze Risks
(Risk Management)
SG 2 Manage Corrective Action to Closure
(Project Monitoring and Control)
SG 2 Provide Measurement Results
(Measurement and Analysis)
SG 2 Provide Objective Insight
(Process and Product Quality Assurance)
SG 2 Select Suppliers
(Solicitation and Supplier Agreement Development)
SG 2 Track and Control Changes
(Configuration Management)
SG 3 Analyze and Validate Requirements
(Acquisition Requirements Development)
SG 3 Establish Integrity
(Configuration Management)
SG 3 Establish Supplier Agreements
(Solicitation and Supplier Agreement Development)
SG 3 Mitigate Risks
(Risk Management)
SG 3 Obtain Commitment to the Plan
(Project Planning)
SG 3.1 Establish an Understanding of the Agreement
(SG 3 Establish Supplier Agreements)
SG 3.2 Establish the Supplier Agreement
(SG 3 Establish Supplier Agreements)
Solicitation and Supplier Agreement Development
(Generic Goals and Generic Practices, and the Process Areas)
SP 1.1 Determine Risk Sources and Categories
(SG 1 Prepare for Risk Management)
SP 1.1 Elicit Stakeholder Needs
(SG 1 Develop Customer Requirements)
SP 1.1 Establish Measurement Objectives
(SG 1 Align Measurement and Analysis Activities)
SP 1.1 Establish the Acquisition Strategy
(SG 1 Establish Estimates)
SP 1.1 Execute the Supplier Agreement
(SG 1 Satisfy Supplier Agreements)
SP 1.1 Identify Configuration Items
(SG 1 Establish Baselines)
SP 1.1 Identify Potential Suppliers
(SG 1 Prepare for Solicitation and Supplier Agreement Development)
SP 1.1 Monitor Project Planning Parameters
(SG 1 Monitor Project Against Plan)
SP 1.1 Objectively Evaluate Processes
(SG 1 Objectively Evaluate Processes and Work Products)
SP 1.1 Obtain an Understanding of Requirements
(SG 1 Manage Requirements)
SP 1.2 Define Risk Parameters
(SG 1 Prepare for Risk Management)
SP 1.2 Establish a Configuration Management System
(SG 1 Establish Baselines)
SP 1.2 Establish a Solicitation Package
(SG 1 Prepare for Solicitation and Supplier Agreement Development)
SP 1.2 Estimate the Scope of the Project
(SG 1 Establish Estimates)
SP 1.2 Monitor Commitments
(SG 1 Monitor Project Against Plan)
SP 1.2 Monitor Selected Supplier Processes
(SG 1 Satisfy Supplier Agreements)
SP 1.2 Objectively Evaluate Work Products and Services
(SG 1 Objectively Evaluate Processes and Work Products)
SP 1.2 Obtain Commitment to Requirements
(SG 1 Manage Requirements)
SP 1.2 Specify Measures
(SG 1 Align Measurement and Analysis Activities)
SP 1.2. Develop and Prioritize Customer Requirements
(SG 1 Develop Customer Requirements)
SP 1.3 Accept the Acquired Product
(SG 1 Satisfy Supplier Agreements)
SP 1.3 Create or Release Baselines
(SG 1 Establish Baselines)
SP 1.3 Establish a Risk Management Strategy
(SG 1 Prepare for Risk Management)
SP 1.3 Establish Estimates of Work Product and Task Attributes
(SG 1 Establish Estimates)
SP 1.3 Manage Requirements Changes
(SG 1 Manage Requirements)
SP 1.3 Monitor Project Risks
(SG 1 Monitor Project Against Plan)
SP 1.3 Review the Solicitation Package
(SG 1 Prepare for Solicitation and Supplier Agreement Development)
SP 1.3 Specify Data Collection and Storage Procedures
(SG 1 Align Measurement and Analysis Activities)
SP 1.4 Define Project Lifecycle Phases
(SG 1 Establish Estimates)
SP 1.4 Distribute and Maintain the Solicitation Package
(SG 1 Prepare for Solicitation and Supplier Agreement Development)
SP 1.4 Maintain Bidirectional Traceability of Requirements
(SG 1 Manage Requirements)
SP 1.4 Manage Supplier Invoices
(SG 1 Satisfy Supplier Agreements)
SP 1.4 Monitor Data Management
(SG 1 Monitor Project Against Plan)
SP 1.4 Specify Analysis Procedures
(SG 1 Align Measurement and Analysis Activities)
SP 1.5 Estimate Effort and Cost
(SG 1 Establish Estimates)
SP 1.5 Identify Inconsistencies Between Project Work and Requirements
(SG 1 Manage Requirements)
SP 1.5 Monitor Stakeholder Involvement
(SG 1 Monitor Project Against Plan)
SP 1.6 Conduct Progress Reviews
(SG 1 Monitor Project Against Plan)
SP 1.7 Conduct Milestone Reviews
(SG 1 Monitor Project Against Plan)
SP 1.8 Monitor Transition to Operations and Support
(SG 1 Monitor Project Against Plan)
SP 2.1 Analyze Issues
(SG 2 Manage Corrective Action to Closure)
SP 2.1 Collect Measurement Data
(SG 2 Provide Measurement Results)
SP 2.1 Communicate and Ensure Resolution of Noncompliance Issues
(SG 2 Provide Objective Insight)
SP 2.1 Establish Contractual Requirements
(SG 2 Develop Contractual Requirements)
SP 2.1 Establish the Budget and Schedule
(SG 2 Develop a Project Plan)
SP 2.1 Evaluate Proposed Solutions
(SG 2 Select Suppliers)
SP 2.1 Identify Risks
(SG 2 Identify and Analyze Risks)
SP 2.1 Track Change Requests
(SG 2 Track and Control Changes)
SP 2.2 Allocate Contractual Requirements
(SG 2 Develop Contractual Requirements)
SP 2.2 Analyze Measurement Data
(SG 2 Provide Measurement Results)
SP 2.2 Control Configuration Items
(SG 2 Track and Control Changes)
SP 2.2 Establish Negotiation Plans
(SG 2 Select Suppliers)
SP 2.2 Establish Records
(SG 2 Provide Objective Insight)
SP 2.2 Evaluate, Categorize, and Prioritize Risks
(SG 2 Identify and Analyze Risks)
SP 2.2 Identify Project Risks
(SG 2 Develop a Project Plan)
SP 2.2 Take Corrective Action
(SG 2 Manage Corrective Action to Closure)
SP 2.3 Manage Corrective Action
(SG 2 Manage Corrective Action to Closure)
SP 2.3 Plan for Data Management
(SG 2 Develop a Project Plan)
SP 2.3 Select Suppliers
(SG 2 Select Suppliers)
SP 2.3 Store Data and Results
(SG 2 Provide Measurement Results)
SP 2.4 Communicate Results
(SG 2 Provide Measurement Results)
SP 2.4 Plan for Project Resources
(SG 2 Develop a Project Plan)
SP 2.5 Plan for Needed Knowledge and Skills
(SG 2 Develop a Project Plan)
SP 2.6 Plan Stakeholder Involvement
(SG 2 Develop a Project Plan)
SP 2.7 Plan Transition to Operations and Support
(SG 2 Develop a Project Plan)
SP 2.8 Establish the Project Plan
(SG 2 Develop a Project Plan)
SP 3.1 Develop Risk Mitigation Plans
(SG 3 Mitigate Risks)
SP 3.1 Establish Configuration Management Records
(SG 3 Establish Integrity)
SP 3.1 Establish Operational Concepts and Scenarios
(SG 3 Analyze and Validate Requirements)
SP 3.1 Review Plans That Affect the Project
(SG 3 Obtain Commitment to the Plan)
SP 3.2 Analyze Requirements
(SG 3 Analyze and Validate Requirements)
SP 3.2 Implement Risk Mitigation Plans
(SG 3 Mitigate Risks)
SP 3.2 Perform Configuration Audits
(SG 3 Establish Integrity)
SP 3.2 Reconcile Work and Resource Levels
(SG 3 Obtain Commitment to the Plan)
SP 3.3 Analyze Requirements to Achieve Balance
(SG 3 Analyze and Validate Requirements)
SP 3.3 Obtain Plan Commitment
(SG 3 Obtain Commitment to the Plan)
SP 3.4 Validate Requirements
(SG 3 Analyze and Validate Requirements)
Level :
3
Acquisition Technical Management
(Generic Goals and Generic Practices, and the Process Areas)
Acquisition Validation
(Generic Goals and Generic Practices, and the Process Areas)
Acquisition Verification
(Generic Goals and Generic Practices, and the Process Areas)
Decision Analysis and Resolution
(Generic Goals and Generic Practices, and the Process Areas)
Integrated Project Management
(Generic Goals and Generic Practices, and the Process Areas)
Organizational Process Definition
(Generic Goals and Generic Practices, and the Process Areas)
Organizational Process Focus
(Generic Goals and Generic Practices, and the Process Areas)
Organizational Training
(Generic Goals and Generic Practices, and the Process Areas)
Risk Management
(Generic Goals and Generic Practices, and the Process Areas)
SG 1 Determine Process Improvement Opportunities
(Organizational Process Focus)
SG 1 Establish an Organizational Training Capability
(Organizational Training)
SG 1 Establish Organizational Process Assets
(Organizational Process Definition)
SG 1 Evaluate Alternatives
(Decision Analysis and Resolution)
SG 1 Evaluate Technical Solutions
(Acquisition Technical Management)
SG 1 Prepare for Validation
(Acquisition Validation)
SG 1 Prepare for Verification
(Acquisition Verification)
SG 1 Use the Projects Defined Process
(Integrated Project Management)
SG 2 Coordinate and Collaborate with Relevant Stakeholders
(Integrated Project Management)
SG 2 Perform Interface Management
(Acquisition Technical Management)
SG 2 Perform Peer Reviews
(Acquisition Verification)
SG 2 Plan and Implement Process Improvements
(Organizational Process Focus)
SG 2 Provide Necessary Training
(Organizational Training)
SG 2 Validate Selected Products and Product Components
(Acquisition Validation)
SG 3 Deploy Organizational Process Assets and Incorporate Lessons Learned
(Organizational Process Focus)
SG 3 Verify Selected Work Products
(Acquisition Verification)
SP 1.1 Establish Guidelines for Decision Analysis
(SG 1 Evaluate Alternatives)
SP 1.1 Establish Organizational Process Needs
(SG 1 Determine Process Improvement Opportunities)
SP 1.1 Establish Standard Processes
(SG 1 Establish Organizational Process Assets)
SP 1.1 Establish the Projects Defined Process
(SG 1 Use the Projects Defined Process)
SP 1.1 Establish the Strategic Training Needs
(SG 1 Establish an Organizational Training Capability)
SP 1.1 Select Products for Validation
(SG 1 Prepare for Validation)
SP 1.1 Select Technical Solutions for Analysis
(SG 1 Evaluate Technical Solutions)
SP 1.1 Select Work Products for Verification
(SG 1 Prepare for Verification)
SP 1.2 Analyze Selected Technical Solutions
(SG 1 Evaluate Technical Solutions)
SP 1.2 Appraise the Organizations Processes
(SG 1 Determine Process Improvement Opportunities)
SP 1.2 Determine Which Training Needs Are the Responsibility of the Organization
(SG 1 Establish an Organizational Training Capability)
SP 1.2 Establish Evaluation Criteria
(SG 1 Evaluate Alternatives)
SP 1.2 Establish Lifecycle Model Descriptions
(SG 1 Establish Organizational Process Assets)
SP 1.2 Establish the Validation Environment
(SG 1 Prepare for Validation)
SP 1.2 Establish the Verification Environment
(SG 1 Prepare for Verification)
SP 1.2 Use Organizational Process Assets for Planning Project Activities
(SG 1 Use the Projects Defined Process)
SP 1.3 Conduct Technical Reviews
(SG 1 Evaluate Technical Solutions)
SP 1.3 Establish an Organizational Training Tactical Plan
(SG 1 Establish an Organizational Training Capability)
SP 1.3 Establish Tailoring Criteria and Guidelines
(SG 1 Establish Organizational Process Assets)
SP 1.3 Establish the Projects Work Environment
(SG 1 Use the Projects Defined Process)
SP 1.3 Establish Validation Procedures and Criteria
(SG 1 Prepare for Validation)
SP 1.3 Establish Verification Procedures and Criteria
(SG 1 Prepare for Verification)
SP 1.3 Identify Alternative Solutions
(SG 1 Evaluate Alternatives)
SP 1.3 Identify the Organization's Process Improvements
(SG 1 Determine Process Improvement Opportunities)
SP 1.4 Establish the Organizations Measurement Repository
(SG 1 Establish Organizational Process Assets)
SP 1.4 Establish Training Capability
(SG 1 Establish an Organizational Training Capability)
SP 1.4 Integrate Plans
(SG 1 Use the Projects Defined Process)
SP 1.4 Select Evaluation Methods
(SG 1 Evaluate Alternatives)
SP 1.5 Establish the Organizations Process Asset Library
(SG 1 Establish Organizational Process Assets)
SP 1.5 Evaluate Alternatives
(SG 1 Evaluate Alternatives)
SP 1.5 Manage the Project Using Integrated Plans
(SG 1 Use the Projects Defined Process)
SP 1.6 Establish Integrated Teams
(SG 1 Use the Projects Defined Process)
SP 1.6 Establish Work Environment Standards
(SG 1 Establish Organizational Process Assets)
SP 1.6 Select Solutions
(SG 1 Evaluate Alternatives)
SP 1.7 Contribute to Organizational Process Assets
(SG 1 Use the Projects Defined Process)
SP 1.7 Establish Rules and Guidelines for Integrated Teams
(SG 1 Establish Organizational Process Assets)
SP 2.1 Deliver Training
(SG 2 Provide Necessary Training)
SP 2.1 Establish Process Action Plans
(SG 2 Plan and Implement Process Improvements)
SP 2.1 Manage Stakeholder Involvement
(SG 2 Coordinate and Collaborate with Relevant Stakeholders)
SP 2.1 Perform Validation
(SG 2 Validate Selected Products and Product Components)
SP 2.1 Prepare for Peer Reviews
(SG 2 Perform Peer Reviews)
SP 2.1 Select Interfaces to Manage
(SG 2 Perform Interface Management)
SP 2.2 Conduct Peer Reviews
(SG 2 Perform Peer Reviews)
SP 2.2 Establish Training Records
(SG 2 Provide Necessary Training)
SP 2.2 Implement Process Action Plans
(SG 2 Plan and Implement Process Improvements)
SP 2.2 Manage Dependencies
(SG 2 Coordinate and Collaborate with Relevant Stakeholders)
SP 2.2 Manage Selected Interfaces
(SG 2 Perform Interface Management)
SP 2.3 Analyze Peer Review Data
(SG 2 Perform Peer Reviews)
SP 2.3 Assess Training Effectiveness
(SG 2 Provide Necessary Training)
SP 2.3 Resolve Coordination Issues
(SG 2 Coordinate and Collaborate with Relevant Stakeholders)
SP 3.1 Deploy Organizational Process Assets
(SG 3 Deploy Organizational Process Assets and Incorporate Lessons Learned)
SP 3.1 Perform Verification
(SG 3 Verify Selected Work Products)
SP 3.2 Analyze Verification Results
(SG 3 Verify Selected Work Products)
SP 3.2 Deploy Standard Processes
(SG 3 Deploy Organizational Process Assets and Incorporate Lessons Learned)
SP 3.3 Monitor Implementation
(SG 3 Deploy Organizational Process Assets and Incorporate Lessons Learned)
SP 3.4 Incorporate Process-Related Experiences into the Organizational Process Assets
(SG 3 Deploy Organizational Process Assets and Incorporate Lessons Learned)
Level :
4
Organizational Process Performance
(Generic Goals and Generic Practices, and the Process Areas)
Quantitative Project Management
(Generic Goals and Generic Practices, and the Process Areas)
SG 1 Establish Performance Baselines and Models
(Organizational Process Performance)
SG 1 Quantitatively Manage the Project
(Quantitative Project Management)
SG 2 Statistically Manage Subprocess Performance
(Quantitative Project Management)
SP 1.1 Establish the Projects Objectives
(SG 1 Quantitatively Manage the Project)
SP 1.1 Select Processes
(SG 1 Establish Performance Baselines and Models)
SP 1.2 Compose the Defined Process
(SG 1 Quantitatively Manage the Project)
SP 1.2 Establish Process-Performance Measures
(SG 1 Establish Performance Baselines and Models)
SP 1.3 Establish Quality and Process-Performance Objectives
(SG 1 Establish Performance Baselines and Models)
SP 1.3 Select the Subprocesses to Be Statistically Managed
(SG 1 Quantitatively Manage the Project)
SP 1.4 Establish Process-Performance Baselines
(SG 1 Establish Performance Baselines and Models)
SP 1.4 Manage Project Performance
(SG 1 Quantitatively Manage the Project)
SP 1.5 Establish Process-Performance Models
(SG 1 Establish Performance Baselines and Models)
SP 2.1 Select Measures and Analytic Techniques
(SG 2 Statistically Manage Subprocess Performance)
SP 2.2 Apply Statistical Methods to Understand Variation
(SG 2 Statistically Manage Subprocess Performance)
SP 2.3 Monitor Performance of the Selected Subprocesses
(SG 2 Statistically Manage Subprocess Performance)
SP 2.4 Record Statistical Management Data
(SG 2 Statistically Manage Subprocess Performance)
Level :
5
Causal Analysis and Resolution
(Generic Goals and Generic Practices, and the Process Areas)
Organizational Innovation and Deployment
(Generic Goals and Generic Practices, and the Process Areas)
SG 1 Determine Causes of Defects
(Causal Analysis and Resolution)
SG 1 Select Improvements
(Organizational Innovation and Deployment)
SG 2 Address Causes of Defects
(Causal Analysis and Resolution)
SG 2 Deploy Improvements
(Organizational Innovation and Deployment)
SP 1.1 Collect and Analyze Improvement Proposals
(SG 1 Select Improvements)
SP 1.1 Select Defect Data for Analysis
(SG 1 Determine Causes of Defects)
SP 1.2 Analyze Causes
(SG 1 Determine Causes of Defects)
SP 1.2 Identify and Analyze Innovations
(SG 1 Select Improvements)
SP 1.3 Pilot Improvements
(SG 1 Select Improvements)
SP 1.4 Select Improvements for Deployment
(SG 1 Select Improvements)
SP 2.1 Implement Action Proposals
(SG 2 Address Causes of Defects)
SP 2.1 Plan the Deployment
(SG 2 Deploy Improvements)
SP 2.2 Evaluate the Effect of Changes
(SG 2 Address Causes of Defects)
SP 2.2 Manage the Deployment
(SG 2 Deploy Improvements)
SP 2.3 Measure Improvement Effects
(SG 2 Deploy Improvements)
SP 2.3 Record Data
(SG 2 Address Causes of Defects)
Table
|
Images
|
Glossary
|
Index
|
Faceted index
Process
Areas(continuous)
Process
management
OPF
OPD
OT
OPP
OID
Project
management
PP
PMC
IPM
QPM
RSKM
REQM
Acquisition
AM
SSAD
ARD
ATM
AVER
AVAL
Support
CM
PPQA
MA
DAR
CAR
Page 1 / 353
CMMI for Adquisition 1.2 compiled by Christophe Guibert with
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Last revision on 2008-06-29